US6788840B2 - Bi-stable micro-actuator and optical switch - Google Patents

Bi-stable micro-actuator and optical switch Download PDF

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Publication number
US6788840B2
US6788840B2 US10/365,370 US36537003A US6788840B2 US 6788840 B2 US6788840 B2 US 6788840B2 US 36537003 A US36537003 A US 36537003A US 6788840 B2 US6788840 B2 US 6788840B2
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United States
Prior art keywords
transfer member
flexible transfer
state
expandable structure
bowed
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Expired - Fee Related
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US10/365,370
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US20030210849A1 (en
Inventor
Robert E. Stewart
Agop H. Cherbettchian
Samuel Fersht
David B. Hall
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Northrop Grumman Guidance and Electronics Co Inc
Northrop Grumman Systems Corp
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Northrop Grumman Corp
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Priority claimed from US09/794,773 external-priority patent/US6591027B2/en
Priority to US10/365,370 priority Critical patent/US6788840B2/en
Application filed by Northrop Grumman Corp filed Critical Northrop Grumman Corp
Assigned to NORTHROP GRUMMAN CORPORATION reassignment NORTHROP GRUMMAN CORPORATION ASSIGNMENT OF ASSIGNORS INTEREST (SEE DOCUMENT FOR DETAILS). Assignors: FERSHT, SAMUEL, HALL, DAVID B., STEWART, ROBERT E., CHERBETTCHIAN, AGOP H.
Priority to EP03779511A priority patent/EP1592993A1/en
Priority to CA002514611A priority patent/CA2514611A1/en
Priority to AU2003285186A priority patent/AU2003285186A1/en
Priority to JP2004568313A priority patent/JP2006513871A/en
Priority to PCT/US2003/035890 priority patent/WO2004072705A1/en
Publication of US20030210849A1 publication Critical patent/US20030210849A1/en
Publication of US6788840B2 publication Critical patent/US6788840B2/en
Application granted granted Critical
Assigned to LITTON SYSTEMS, INC. reassignment LITTON SYSTEMS, INC. ASSIGNMENT OF ASSIGNORS INTEREST (SEE DOCUMENT FOR DETAILS). Assignors: NORTHROP GRUMMAN CORPORATION
Assigned to NORTHROP GRUMMAN SYSTEMS CORPORATION reassignment NORTHROP GRUMMAN SYSTEMS CORPORATION ASSIGNMENT OF ASSIGNORS INTEREST (SEE DOCUMENT FOR DETAILS). Assignors: NORTHROP GRUMMAN CORPORATION
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    • GPHYSICS
    • G02OPTICS
    • G02BOPTICAL ELEMENTS, SYSTEMS OR APPARATUS
    • G02B6/00Light guides; Structural details of arrangements comprising light guides and other optical elements, e.g. couplings
    • G02B6/24Coupling light guides
    • G02B6/26Optical coupling means
    • G02B6/35Optical coupling means having switching means
    • G02B6/3564Mechanical details of the actuation mechanism associated with the moving element or mounting mechanism details
    • G02B6/358Latching of the moving element, i.e. maintaining or holding the moving element in place once operation has been performed; includes a mechanically bistable system
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B81MICROSTRUCTURAL TECHNOLOGY
    • B81BMICROSTRUCTURAL DEVICES OR SYSTEMS, e.g. MICROMECHANICAL DEVICES
    • B81B3/00Devices comprising flexible or deformable elements, e.g. comprising elastic tongues or membranes
    • B81B3/0018Structures acting upon the moving or flexible element for transforming energy into mechanical movement or vice versa, i.e. actuators, sensors, generators
    • B81B3/0024Transducers for transforming thermal into mechanical energy or vice versa, e.g. thermal or bimorph actuators
    • GPHYSICS
    • G02OPTICS
    • G02BOPTICAL ELEMENTS, SYSTEMS OR APPARATUS
    • G02B26/00Optical devices or arrangements for the control of light using movable or deformable optical elements
    • G02B26/08Optical devices or arrangements for the control of light using movable or deformable optical elements for controlling the direction of light
    • G02B26/0816Optical devices or arrangements for the control of light using movable or deformable optical elements for controlling the direction of light by means of one or more reflecting elements
    • G02B26/0833Optical devices or arrangements for the control of light using movable or deformable optical elements for controlling the direction of light by means of one or more reflecting elements the reflecting element being a micromechanical device, e.g. a MEMS mirror, DMD
    • G02B26/0841Optical devices or arrangements for the control of light using movable or deformable optical elements for controlling the direction of light by means of one or more reflecting elements the reflecting element being a micromechanical device, e.g. a MEMS mirror, DMD the reflecting element being moved or deformed by electrostatic means
    • GPHYSICS
    • G02OPTICS
    • G02BOPTICAL ELEMENTS, SYSTEMS OR APPARATUS
    • G02B26/00Optical devices or arrangements for the control of light using movable or deformable optical elements
    • G02B26/08Optical devices or arrangements for the control of light using movable or deformable optical elements for controlling the direction of light
    • G02B26/0816Optical devices or arrangements for the control of light using movable or deformable optical elements for controlling the direction of light by means of one or more reflecting elements
    • G02B26/0833Optical devices or arrangements for the control of light using movable or deformable optical elements for controlling the direction of light by means of one or more reflecting elements the reflecting element being a micromechanical device, e.g. a MEMS mirror, DMD
    • G02B26/0866Optical devices or arrangements for the control of light using movable or deformable optical elements for controlling the direction of light by means of one or more reflecting elements the reflecting element being a micromechanical device, e.g. a MEMS mirror, DMD the reflecting means being moved or deformed by thermal means
    • GPHYSICS
    • G02OPTICS
    • G02BOPTICAL ELEMENTS, SYSTEMS OR APPARATUS
    • G02B6/00Light guides; Structural details of arrangements comprising light guides and other optical elements, e.g. couplings
    • G02B6/24Coupling light guides
    • G02B6/26Optical coupling means
    • G02B6/35Optical coupling means having switching means
    • G02B6/351Optical coupling means having switching means involving stationary waveguides with moving interposed optical elements
    • G02B6/3512Optical coupling means having switching means involving stationary waveguides with moving interposed optical elements the optical element being reflective, e.g. mirror
    • G02B6/3518Optical coupling means having switching means involving stationary waveguides with moving interposed optical elements the optical element being reflective, e.g. mirror the reflective optical element being an intrinsic part of a MEMS device, i.e. fabricated together with the MEMS device
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B81MICROSTRUCTURAL TECHNOLOGY
    • B81BMICROSTRUCTURAL DEVICES OR SYSTEMS, e.g. MICROMECHANICAL DEVICES
    • B81B2201/00Specific applications of microelectromechanical systems
    • B81B2201/04Optical MEMS
    • B81B2201/045Optical switches
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B81MICROSTRUCTURAL TECHNOLOGY
    • B81BMICROSTRUCTURAL DEVICES OR SYSTEMS, e.g. MICROMECHANICAL DEVICES
    • B81B2203/00Basic microelectromechanical structures
    • B81B2203/01Suspended structures, i.e. structures allowing a movement
    • B81B2203/0109Bridges
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B81MICROSTRUCTURAL TECHNOLOGY
    • B81BMICROSTRUCTURAL DEVICES OR SYSTEMS, e.g. MICROMECHANICAL DEVICES
    • B81B2203/00Basic microelectromechanical structures
    • B81B2203/05Type of movement
    • B81B2203/051Translation according to an axis parallel to the substrate
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B81MICROSTRUCTURAL TECHNOLOGY
    • B81BMICROSTRUCTURAL DEVICES OR SYSTEMS, e.g. MICROMECHANICAL DEVICES
    • B81B2203/00Basic microelectromechanical structures
    • B81B2203/05Type of movement
    • B81B2203/053Translation according to an axis perpendicular to the substrate
    • GPHYSICS
    • G02OPTICS
    • G02BOPTICAL ELEMENTS, SYSTEMS OR APPARATUS
    • G02B6/00Light guides; Structural details of arrangements comprising light guides and other optical elements, e.g. couplings
    • G02B6/24Coupling light guides
    • G02B6/26Optical coupling means
    • G02B6/35Optical coupling means having switching means
    • G02B6/351Optical coupling means having switching means involving stationary waveguides with moving interposed optical elements
    • G02B6/3512Optical coupling means having switching means involving stationary waveguides with moving interposed optical elements the optical element being reflective, e.g. mirror
    • GPHYSICS
    • G02OPTICS
    • G02BOPTICAL ELEMENTS, SYSTEMS OR APPARATUS
    • G02B6/00Light guides; Structural details of arrangements comprising light guides and other optical elements, e.g. couplings
    • G02B6/24Coupling light guides
    • G02B6/26Optical coupling means
    • G02B6/35Optical coupling means having switching means
    • G02B6/351Optical coupling means having switching means involving stationary waveguides with moving interposed optical elements
    • G02B6/3512Optical coupling means having switching means involving stationary waveguides with moving interposed optical elements the optical element being reflective, e.g. mirror
    • G02B6/3514Optical coupling means having switching means involving stationary waveguides with moving interposed optical elements the optical element being reflective, e.g. mirror the reflective optical element moving along a line so as to translate into and out of the beam path, i.e. across the beam path
    • GPHYSICS
    • G02OPTICS
    • G02BOPTICAL ELEMENTS, SYSTEMS OR APPARATUS
    • G02B6/00Light guides; Structural details of arrangements comprising light guides and other optical elements, e.g. couplings
    • G02B6/24Coupling light guides
    • G02B6/26Optical coupling means
    • G02B6/35Optical coupling means having switching means
    • G02B6/354Switching arrangements, i.e. number of input/output ports and interconnection types
    • G02B6/35442D constellations, i.e. with switching elements and switched beams located in a plane
    • G02B6/3546NxM switch, i.e. a regular array of switches elements of matrix type constellation
    • GPHYSICS
    • G02OPTICS
    • G02BOPTICAL ELEMENTS, SYSTEMS OR APPARATUS
    • G02B6/00Light guides; Structural details of arrangements comprising light guides and other optical elements, e.g. couplings
    • G02B6/24Coupling light guides
    • G02B6/26Optical coupling means
    • G02B6/35Optical coupling means having switching means
    • G02B6/354Switching arrangements, i.e. number of input/output ports and interconnection types
    • G02B6/35442D constellations, i.e. with switching elements and switched beams located in a plane
    • G02B6/35481xN switch, i.e. one input and a selectable single output of N possible outputs
    • GPHYSICS
    • G02OPTICS
    • G02BOPTICAL ELEMENTS, SYSTEMS OR APPARATUS
    • G02B6/00Light guides; Structural details of arrangements comprising light guides and other optical elements, e.g. couplings
    • G02B6/24Coupling light guides
    • G02B6/26Optical coupling means
    • G02B6/35Optical coupling means having switching means
    • G02B6/3564Mechanical details of the actuation mechanism associated with the moving element or mounting mechanism details
    • G02B6/3568Mechanical details of the actuation mechanism associated with the moving element or mounting mechanism details characterised by the actuating force
    • G02B6/3576Temperature or heat actuation
    • GPHYSICS
    • G02OPTICS
    • G02BOPTICAL ELEMENTS, SYSTEMS OR APPARATUS
    • G02B6/00Light guides; Structural details of arrangements comprising light guides and other optical elements, e.g. couplings
    • G02B6/24Coupling light guides
    • G02B6/26Optical coupling means
    • G02B6/35Optical coupling means having switching means
    • G02B6/3564Mechanical details of the actuation mechanism associated with the moving element or mounting mechanism details
    • G02B6/3584Mechanical details of the actuation mechanism associated with the moving element or mounting mechanism details constructional details of an associated actuator having a MEMS construction, i.e. constructed using semiconductor technology such as etching
    • HELECTRICITY
    • H01ELECTRIC ELEMENTS
    • H01HELECTRIC SWITCHES; RELAYS; SELECTORS; EMERGENCY PROTECTIVE DEVICES
    • H01H1/00Contacts
    • H01H1/0036Switches making use of microelectromechanical systems [MEMS]
    • H01H2001/0042Bistable switches, i.e. having two stable positions requiring only actuating energy for switching between them, e.g. with snap membrane or by permanent magnet

Definitions

  • This invention relates to the field of optical communications networks and more particularly to the field of fiber optic components and to micro-actuators made by MEMS (Micro Electro-mechanical Systems) related processes for use in optical switches.
  • MEMS Micro Electro-mechanical Systems
  • Optical switches pass optical signals from one optical port to another optical port or serve to interrupt an optical signal in response to an electrical command such as a logic signal.
  • an optical switching arrangement has a mirror which is positioned either out of an optical path or in an optical path to deflect optical signals between input and output fibers.
  • the switching arrangement has first, second, third and fourth optical ports which are formed by respective proximate ends of first, second, third and fourth fiber segments disposed in respective grooves etched or otherwise formed in a silicon substrate base.
  • the switching arrangement further comprises first, second, third and fourth lenslets that serve to collimate the respective optical beams emanating from the first fiber, entering into the second fiber, or entering into the third or fourth fibers.
  • the source for these optical beams is supplied by a light source (not shown) and is processed by known optical systems.
  • the mirror has a frontal planar reflecting surface and may also have a rear planar parallel reflecting surface.
  • the invention is a bi-stable micro-actuator shown in a first alternative embodiment as an optical switch.
  • the actuator has a frame.
  • a flexible transfer member is supported at a first and second point of support.
  • the member has a compressive axis that extends from its first to its second point of support.
  • An expandable structure is coupled to the frame and has a first and second end coupled to drive the transfer member's first and second point of support.
  • the flexible transfer member When assembled, the flexible transfer member is pre-stressed to compress the expandable structure and to hold the flexible transfer member in compression in a bowed state.
  • the flexible transfer member has a central portion displaced in a vertical plane, from the compressive axis.
  • a control signal having a first state during which no voltage is applied to heater electrodes and a second state during which a pulse of voltage of predetermined amplitude and duration is applied to heater electrodes to heat elements of the expandable structure that expand to reduce the compressive force applied to the flexible transfer member.
  • the central portion of the flexible transfer member moves past the compressive axis.
  • the control signal returns to a first state after a predetermined interval, the duration of the interval being selected to insure that the central portion of the flexible transfer member passes into a bowed second state from which return to the first state would be possible only by returning the control signal to the second state.
  • the return of the control signal to a first state permits the heater to cool restoring the compressive force applied by the expandable structure to the flexible transfer member.
  • a first collimated optical signal source is coupled to the frame to provide an optical signal via an optical signal path.
  • a first optical port is coupled to the frame and co-axially aligned with the collimated signal source to receive the optical signal.
  • a transfer member surface is positioned on the central portion of the flexible transfer member. The transfer member surface, such as a vertically disposed mirror surface, is positioned on the flexible transfer member so as to be free of the optical signal path with the flexible transfer member, in compression, and in a bowed first state. The transfer member surface is moved to a position to totally block or reflect the optical signal path with the flexible transfer member in compression in a bowed second state.
  • the bi-stable micro-actuator functions to provide an optical switch function.
  • FIGS. 1 a and 1 b are exploded views of a bi-stable micro-actuator operating with an optical signal source and an optical port to function as an optical switch, the view of FIG. 1 a being from a point above the stack and the view of FIG. 1 b being from a point below the stack in accordance with the present invention;
  • FIG. 2 a is an expanded exploded perspective view of the layers of wafer “A” and FIG. 2 b is an expanded perspective view of a central portion of the view of FIG. 2 a depicting the central portion of the flexible transfer member with a mirror atop the beam deflecting a first beam from the lower left and a second beam from the lower right in accordance with the present invention;
  • FIG. 3 is an expanded exploded perspective view of the layers of wafer “B”;
  • FIGS. 4 a , 4 b and 4 c are plan views of the layers of wafer “A”;
  • FIGS. 5 a , 5 b and 5 c are plan views of the layers of wafer “B”;
  • FIGS. 6 a , 6 b and 6 c are schematic sectional views of the bi-stable micro-actuator showing the flexible transfer member in a relaxed state, a first and a second state;
  • FIG. 7 is a plan view of the electrical contact layers formed on the bottom of the device layer of wafer “A” and formed on the top of the device layer of wafer “B”;
  • FIG. 8 shows a schematic sectional depiction of wafer “B” along section line 8 — 8 taken on the exploded view of FIG. 3 and FIG. 5 a.
  • a bi-stable micro-actuator 10 in accordance with an aspect of the present invention is formed using MEMS technology, from two commercially available SIO (silicon-on insulator) wafers, identified within vertical brackets as wafer “A”, a first wafer, and wafer “B”, a second wafer.
  • SIO silicon-on insulator
  • the stack of layers in FIG. 1 a are depicted from a view below the stack and the stack of layers in FIG. 1 b are depicted from a view above the stack. It should be understood that the layers of wafers “A” and “B” are depicted as exploded in FIGS. 1 a , 1 b , 2 a , 2 b and 3 for illustrative purposes only.
  • FIGS. 2 a and 2 b and 3 are enlarged portions of FIG. 1 b looking from the bottom up. Void spaces that completely penetrate a layer are designated by reference number 87 and a void space 55 in FIG. 3 only partially penetrates handle layer 40 .
  • FIG. 2 a shows the layers of wafer A and FIG. 3 shows the layers of wafer B.
  • FIGS. 1 a and 1 b show a first cover 12 on the top of the stack.
  • the cover has an outer surface 17 and an inner surface or base 19 .
  • four optical fibers, 14 , 16 , 18 and 20 are shown below the first cover 12 .
  • FIGS. 1 b and 2 a show the bottom surface or base 19 of the first cover 12 .
  • V-grooves 22 , 24 , 26 and 28 are formed in the bottom surface or base 19 of the first cover 12 to receive fibers 14 , 16 , 18 and 20 .
  • the fibers are installed in the V-grooves before the cover is positioned on layer 32 .
  • optical fiber 14 represents a first optical signal source driven via optical signals from an external optical signal source received at pigtail 21 of fiber 14 .
  • Fiber 14 outputs the output signals via a collimating lens 25 .
  • the first optical signal passes across a small gap 27 to a second collimating lens 29 located on the left end of fiber 16 .
  • Optical fiber 16 represents an optical signal port and outputs the first optical signals out of pigtail end 30 .
  • Optical fibers 18 and 20 and their operation are similar in arrangement and function to fibers 14 and 16 .
  • the fiber to be used will include but not be limited to single mode fiber.
  • the fiber's jacket is removed exposing the fiber's cladding, which has a diameter of approximately 125 um.
  • the core (not shown) of single mode fiber has a diameter in the range of 7 to 9 micrometers.
  • a graded index lens is shown on the end of each fiber at the center of the X pattern. The graded index lenses are approximately 300 urn in length and provide the function of a collimating lens.
  • the diameter of the beam formed by the lenses in an optical switch arrangement will determine if multi-mode fiber is practical.
  • the core of Multi-mode fiber is much larger in diameter than single mode fiber so the resulting beam diameter is larger.
  • a larger beam diameter implies that a larger actuation deflection is required which implies that the size of the entire expandable structure would have to be larger.
  • the layers of the first wafer, wafer A, are shown in FIG. 2 a .
  • the first wafer has a handle layer 32 with a thickness of approximately 325 um, an oxide layer 34 with a thickness of approximately 0.5 um, and a device layer 36 with a thickness of approximately 16 um.
  • a first pattern of electrical contacts and traces 38 of gold is deposited on the base of device layer 36 .
  • the layers of the second wafer, wafer B, are shown in FIG. 3 .
  • the second wafer has a handle layer 40 at the bottom of the stack with a thickness of approximately 325 um, an oxide layer 42 with a thickness of approximately 0.5 um, and a device layer 44 with a thickness of approximately 16 um.
  • a second pattern of electrical contacts and traces 46 of gold is deposited on the top of device layer 44 .
  • the first and second patterns 38 , 46 are formed to be congruent and are fused together using a thermal compression bond by application of heat and pressure as the first wafer registered above the second wafer and bonded to the second wafer.
  • a second or bottom cover 50 is attached to the bottom of the handle layer 40 .
  • FIGS. 4 a - 4 c show the pattern on each of the first wafer, wafer A, layers as they would be viewed while penetrating the layers from the top of the first wafer stack at handle layer 32 to the bottom of the stack at device layer 36 containing the flexible transfer member.
  • FIGS. 5 a - 5 c show the pattern on each of the first wafer, wafer B, layers as they would be viewed while continuing to penetrate the layers of FIGS. 1-3 from the top of the second wafer at device layer 44 to the bottom of the stack at handle layer 40 .
  • FIGS. 1 a , 1 b , 2 a , and 3 are for the purpose of illustrating positional relationships only since the layers of the respective wafers are not separated in practice.
  • FIGS. 4 a - 4 c the first wafer regions 56 on the mirror handle layer 32 , region 58 on the oxide layer 34 and region 60 on the flexible transfer member device layer 36 are integrally fused by virtue of the wafer's construction.
  • Device layer 36 of the first wafer or wafer “A” is joined to the device layer 44 of the second wafer or wafer “B” by operation of the thermal compression bond of layers 38 and 46 establishing a mechanical link.
  • An oxide layer insulation (not shown) is deposited as required, masked and etched to facilitate the electrical contacts required from the first and second wafers for heating and state monitoring sensors. Referring to FIGS. 5 a - 5 c , Regions 62 , 64 , 65 , 66 of the device layer 44 , Regions 68 , 70 , 71 , 72 of the oxide layer 42 are integrally fused to region 74 of the expandable structure handle layer 40 , thereby forming a frame, to which the expandable structure is linked.
  • the handle layer 32 is etched to form a first V-groove 76 followed by V-grooves 78 , 86 and 88 that are positioned to be complementary to V-grooves 22 , 24 , 26 and 28 formed in the inner surface of the first cover 12 after the first cover 12 is on the top of the stack.
  • the four optical fibers, 14 , 16 , 18 and 20 initially installed in V-grooves formed in the base 19 of the first cover 12 register the first cover on handle layer 32 as the optical fibers seat in V-grooves 76 , 78 , 86 and 88 .
  • the first V-groove 76 has an axis that defines an optical signal path.
  • Optical fiber 14 therefore represents a first optical signal source driven by optical signals from an external optical signal source (not shown) received at pigtail 21 .
  • Fiber 14 outputs the output signals via a collimating lens 24 .
  • the first optical signal passes across a small gap 26 to a second collimating lens 28 located on the left end of fiber 16 .
  • Optical fiber 16 therefore represents a first optical signal port positioned in a second portion of the V-groove 78 that is co-axially aligned with the collimated signal source to receive the optical signal, and outputs the first optical signals out of its rightmost pigtail end 30 .
  • Optical fibers 18 and 20 and their operation are similar in arrangement and function to fiber.
  • FIG. 2 a , FIG. 4 c and the sectional drawings of FIGS. 6 a - 6 c schematically show the flexible transfer member 90 formed in the device layer 36 of wafer A.
  • Mirror surface 92 is shown formed from a central portion 94 of the handle layer 32 of wafer A on the central portion 94 of the flexible transfer member 90 .
  • the flexible transfer member is shown the location of a first point of support identified by brackets 98 , and the location of a second point of support identified by bracket 100 at a first end and a second end of a compressive axis 102 .
  • the flexible transfer member central portion 94 is shown displaced from the compressive axis 102 through an exaggerated distance 104 to be in a first state.
  • a single micro-actuator has a mechanical gain of about 100.
  • a one micron movement of the support posts formed above and below support pads 98 and 100 along the compressive axis 102 produces approximately 100 micro inches of vertical movement of the central region 104 or 106 .
  • Stiffiners 93 a and 93 b are shown formed from handle layer 32 on the left and right sides of the mirror 92 .
  • the stiffeners add mass to the flexible transfer member 90 and assist in completing its toggle motion from one state to the next when commanded by the control signal. Bowing of the flexible transfer member along its length is restricted along those regions occupied by stiffeners 93 a and 93 b thereby transferring the required flexure to the remaining regions along its length.
  • the Bosh Process which comprises inductively coupled plasma ion etching, sometimes called deep ion etching or RIE.
  • Equipment makers such as Surface Technology Systems of Redwood City, Calif. is one such company.
  • a plasma is used in connection with reactive gases in a sequence of successive etching and passivation steps through a photomasks to create a wall surface that it has a slightly scalloped surface.
  • the Bosh Company is believed to license the process.
  • the etch rate is controlled by the flow rates and pressures. The process is know in the art.
  • the Bosh Process etches independent of the crystallographic planes of the wafer.
  • the method used in making the present invention mirror is anisotropic etching process.
  • Anisotropic etching is a wet chemical etching process typically using KOH or potassium hydroxide, as one of several etching materials or etchants.
  • the etch rate is a function of the crystallographic plane so it is anisotropic in a sense in that it etches at different rates in different directions. That is used to form the V-grooves, and the mirror structure. It is a standard process and it can be contracted out to companies such as IC Sensors, at Milpitas, Calif., U.S.A. Nova Sensors in Freemont, Calif. is also believed to be a source for this service.
  • the general field is micro-machining which is referred to as MEMS (Micro Electro-Mechanical Systems) in the United States.
  • the use of the anisotropic etching process makes it possible to fabricate the mirror surface 92 out of the handle layer of the flexible transfer member.
  • the process provides for automatic 45 degree alignment of the surfaces of the mirror with the V-grooves that align the optical source and ports.
  • the process allows the mirror to be made sufficiently thin to accommodate the tolerance build associated with single mode light and the simultaneous reflection of two beams as the mirror is interposed in the path of crossed beams.
  • Each of the wafers “A” and “B” is identical. Vendors that supply SOI (silicon-on-insulator) wafers start out with two 4-inch or two 6-inch wafers of raw material.
  • the handle is typically 325 microns thick.
  • the silicon dioxide layer is approximately one half a micron thick.
  • the device layers are approximately 16 microns thick.
  • FIG. 6 c shows the flexible transfer member central portion 94 displaced from the compressive axis 102 through an exaggerated distance 106 to be in a second state.
  • a portion of substrate “B” is shown and as the flexible transfer member center portion 94 transfers to a lower position into a recess formed through device layer 44 , through oxide layer 42 and partially through handle layer 40 .
  • the recess is large enough to permit the flexible transfer member to transfer to the first state free of interference and also to provide thermal isolation between the flexible transfer member and the walls of the wafer “B”.
  • the flexible transfer member 90 is stable and resides in a bowed first state or a bowed second state while subjected to a compressive force applied along its compressive axis 102 by elements of the expandable structure such as thermally expandable arms 108 and 110 shown in FIGS. 3 and 5 a via a bonded coupling at the expandable structures first and second point of support at posts 112 and 114 respectively.
  • the transfer member mirror surface 92 resides at a position free of the optical signal path with the flexible transfer member in a bowed first state.
  • FIG. 3 shows that the expandable structure formed in the device layer 44 of the second silicon dioxide layer is coupled to the frame via expandable arms 108 and 110 which are shown attached to regions 64 and 65 respectively of device layer 44 .
  • Regions 64 and 65 are bonded to the oxide layer 42 at regions 70 and 71 respectively.
  • Region 70 is then shown bonded to the handle layer region 74 while region 71 is shown bonded to region 75 .
  • Region 64 can also be seen to be bonded via the electrical contact layer to region 60 of device layer 36 in wafer “A”.
  • Region 60 is bonded via oxide layer 58 to region 56 of the handle of wafer “A”.
  • the expandable arms 108 , 109 , 110 , 111 of the expandable structure have first and seconds end that terminate at the expandable structure's first and second end pads 112 and 114 respectively on the device layer 44 .
  • the first and second end pads 112 , 114 of layer 44 are shown integrally fused or bonded via the oxide layer 42 pads 118 , 120 to handle layer 40 pads 122 , 124 . These pad regions are integrally fused by the SOI structure to form an expandable structure first and second post 113 , 115 respectively.
  • the expandable structure's first and second posts are coupled via the first and second end pads 112 , 114 via metal in the electrical contact layers to the flexible transfer member's first and second point of support at pads 98 , 100 on the flexible transfer member's device layer 36 .
  • Pads 98 , 100 are fused by the nature of the SOI wafer via congruent pads of the oxide layer 34 to a congruent pad on handle layer 32 forming first and second flexible transfer member posts, the first and second flexible member posts being integral with the first and second posts of the expandable structure.
  • transverse beams or webs 128 , 129 , 130 , 132 , 133 , 134 , 135 and 136 are formed in wafer “B” by the MEMS technology processes to link the expandable structure's first and second posts to handle layer 40 .
  • eight transverse beams or webs 140 , 141 , 142 , 143 , 144 , 145 , 146 , and 147 are formed in wafer “A” by the MEMS technology processes to link the first and second flexible transfer member posts 99 , 101 respectively at the first and second points of support pads 98 and 100 to handle layer 32 .
  • the posts of the expandable structure and the posts of the flexible transfer member are integrally linked to form two separate posts at each end of the flexible transfer member with four web or transverse support elements extending from the posts to the frames.
  • tooling is used to pre-deflect the expandable structure before bonding the wafer “A” to wafer “B” thereby allowing the expandable structure to apply a compressive force between the first and second point of support along the compressive axis 102 to hold the flexible transfer member 90 in compression in a bowed first state or a bowed second state.
  • a control signal such as a buffered 5V logic signal, i.e., a 0-5V logic signal from a driver having a sufficient power handling capability, drives the heater comprising expandable structure elements such as 108 in series with 109 and 110 in series with 111 to expand the expandable structure.
  • the same logic signal is applied to regions 64 and 65 at the same time. Posts 112 and 114 are grounded in this arrangement.
  • the logic signal has a first state such as a low or zero volts and second state or a high such as 5V, is applied to region 64 or 65 , the alternate region 65 or 64 respectively being grounded.
  • the logic signal drives current through the expandable arms 108 , 109 and 110 , 111 of the expandable structure to heat the arms causing them to expand and elongate thereby reducing or eliminating the compressive force applied to the flexible transfer member's first and second points of support at pads 98 , 100 .
  • the expansion of the expandable structure and the concurrent reduction in the compressive force applied to the flexible transfer member in response to the control signal assuming a second state allows the central portion of the flexible transfer member to move from a bowed first state past the compressive axis into a bowed second state or from a bowed second state past the compressive axis into a bowed first state with a subsequent restoration of the compressive force by the expandable structure.
  • movement of the transfer members central region 94 transfers the mirror surface 92 to a position between the collimated optical signal source or pigtail 21 , 14 , 26 and the optical port 28 , 16 , 30 to totally block, or in the case where a mirror is interposed, to totally reflect the optical signal path at gap 26 with the flexible transfer member in compression in a bowed second state; whereby, the bi-stable micro-actuator functions to provide an optical switch function by interrupting or reflecting the flow of the optical signal across gap 26 .
  • the rising edge of the control signal is sharp and the corresponding heating of the expandable arms of the expandable structure takes place in a very short time interval causing a sharp momentary reduction of the compressive force applied to the flexible transfer member.
  • the heating rate of the control signal is adjusted by adjusting the slope of the leading edge and the amplitude of the control signal so as to be sufficiently abrupt to cause the central portion of the flexible transfer member to accelerate toward the compressive axis in response to the reduction in the state of compression.
  • the acceleration and mass of the central portion of the flexible transfer member are sufficient to move the central portion of the flexible transfer member past the compressive axis into an alternate or toggled or first or second bowed state, depending on the prior state, concurrent with restoration of the compressive force in response to removal of the control signal from the expandable structure.
  • four expandable structural heating elements are formed as elements 108 109 , 110 and 111 by adjusting the resistivity of the semiconductor material in the elements to provide the heating required when subjected to the control signal second state. It should be apparent that alternative patterns might be contrived to meet specific design goals including heating elements having arced or elliptical segments.
  • FIGS. 6 a - 6 c show two indiffused regions 140 and 142 doped into the wafer “A” device layer 36 that represent a means for providing a first electrical signal characterized to indicate when the flexible transfer member is in a bowed first state and a second electrical signal characterized to indicate when the flexible transfer member is in a bowed second state.
  • the two regions comprise indiffused piezo-resistive sites on the flexible transfer member device layer 36 .
  • the two regions are electrically coupled to the electrical contact layer to permit their use with signal definition circuitry to determine which direction the flexible transfer member is bowed.
  • the indiffused regions provide a first output signal indicating that the flexible transfer member is in a bowed first state, i.e., a state in which the first optical signal passes across the small gap 27 to a second collimating lens 29 located on the left end of fiber 16 free of interference.
  • a second electrical signal is provided to indicate when the flexible transfer member is in a bowed second state.
  • FIGS. 6 a - 6 c are schematics of sectional drawing of FIG. 2 a taken through the longitudinal axis of the flexible transfer member 90 . Corresponding layers from FIG. 3 are also shown. It may be possible in alternative embodiments, to position piezo-resistive sensors on or into the flexible transfer member as at other locations than those shown.
  • the indiffused regions 140 , 142 of FIGS. 6 b and 6 c show that each piezo-resistive element alternatively experiences a tensile force in the first state of FIG. 6 c in which the mirror 92 is below the path of the optical beam, followed by a compressive force as the flexible transfer member is transferred from the first stable state of FIG. 6 c into a second stable state of 6 b .
  • the resistance of the piezo-resistive devices will change as a function of the state of the flexible transfer member. Electrical connections to the ends of the piezo-resistive devices would be made by bringing signal lines out along the transverse beams 140 - 143 and 144 - 147 of FIG. 4 a to semicircular edge connection pads (not shown) on FIG. 5 . Referring again to FIG. 2, even though the piezo-resistive devices appear in wafer A, the contact would be connected via gold pads such as pads 160 , 162 in layer 4 shown in FIG. 7 to the semi-cylindrical edge connections in wafer “B”.
  • the respective signal lines would then be connected to apertures in the edge of the package and then to a card or protective package pin via a flying lead.
  • the metalized regions depicted on FIG. 7 are for illustration purposes only. The patterns actually required will be the result of design choices made for the purpose of making the required electrical connections from the heater elements to edge connections on the package and from piezo-resistive diffusions implanted for the purpose of identifying the state in which the flexible transfer element resides, i.e., in its first state in which the light beam passes without restriction to a port in its path or its second state in which the light beam is blocked or is reflected to an alternate port.
  • FIG. 8 shows a schematic sectional depiction of wafer “B” along section line 8 — 8 taken on the exploded view of FIG. 3 and FIG. 5 a showing semicircular edge connection pads 180 - 186 from the handle to the metal electrical contact layer.
  • FIG. 8 shows how an electrical contact is established from the electrical contact layer to a post in a protective package or card.

Abstract

A bi-stable micro-actuator is formed from a first and a second silicon-on-insulator wafer fused together at an electrical contact layer. A cover with a V-groove defines an optical axis. A collimated optical signal source in the V-groove couples an optical signal to an optical port in the V-groove. A mirror surface on a transfer member blocks or reflects the optical signal. The transfer member has a point of support at the first and second end. The mirror blocks or reflects the optical axis. An expandable structure applies a compressive force between the first and second point of support of the transfer member along a compressive axis to hold the transfer member in a bowed first state or a bowed second state. A control signal applied to a heating element in the expandable structure reduces the compressive force, switching the transfer member to a second state.

Description

CROSS-REFERENCE TO RELATED APPLICATION
This application is a continuation of application Ser. No. 09/794,773 filed Feb. 27, 2001 , now U.S. Pat. No. 6,591,027, for Bi-Stable Micro-Actuator and Optical Switch.
BACKGROUND OF THE INVENTION
1. Field of the Invention
This invention relates to the field of optical communications networks and more particularly to the field of fiber optic components and to micro-actuators made by MEMS (Micro Electro-mechanical Systems) related processes for use in optical switches.
2. Description of Related Art
Optical switches pass optical signals from one optical port to another optical port or serve to interrupt an optical signal in response to an electrical command such as a logic signal. In U.S. Pat. No. 4,932,745 to Blonder, assigned to AT&T, the disclosure of which is incorporated by reference herein in its entirety, an optical switching arrangement has a mirror which is positioned either out of an optical path or in an optical path to deflect optical signals between input and output fibers. The switching arrangement has first, second, third and fourth optical ports which are formed by respective proximate ends of first, second, third and fourth fiber segments disposed in respective grooves etched or otherwise formed in a silicon substrate base. The switching arrangement further comprises first, second, third and fourth lenslets that serve to collimate the respective optical beams emanating from the first fiber, entering into the second fiber, or entering into the third or fourth fibers. The source for these optical beams is supplied by a light source (not shown) and is processed by known optical systems. The mirror has a frontal planar reflecting surface and may also have a rear planar parallel reflecting surface.
U.S. Pat. No. 5,042,889 assigned to AT&T, the disclosure of which is incorporated herein by reference in its entirety, shows another type of optical switch.
SUMMARY OF THE INVENTION
The invention is a bi-stable micro-actuator shown in a first alternative embodiment as an optical switch. The actuator has a frame. A flexible transfer member is supported at a first and second point of support. The member has a compressive axis that extends from its first to its second point of support.
An expandable structure is coupled to the frame and has a first and second end coupled to drive the transfer member's first and second point of support. When assembled, the flexible transfer member is pre-stressed to compress the expandable structure and to hold the flexible transfer member in compression in a bowed state. The flexible transfer member has a central portion displaced in a vertical plane, from the compressive axis. A control signal, having a first state during which no voltage is applied to heater electrodes and a second state during which a pulse of voltage of predetermined amplitude and duration is applied to heater electrodes to heat elements of the expandable structure that expand to reduce the compressive force applied to the flexible transfer member. As the compressive force is relaxed, in response to the control signal assuming a second state, the central portion of the flexible transfer member moves past the compressive axis. As the flexible transfer member moves in response to application of the control signal second state, the control signal returns to a first state after a predetermined interval, the duration of the interval being selected to insure that the central portion of the flexible transfer member passes into a bowed second state from which return to the first state would be possible only by returning the control signal to the second state. The return of the control signal to a first state permits the heater to cool restoring the compressive force applied by the expandable structure to the flexible transfer member.
In another alternative embodiment a first collimated optical signal source is coupled to the frame to provide an optical signal via an optical signal path. A first optical port is coupled to the frame and co-axially aligned with the collimated signal source to receive the optical signal. A transfer member surface is positioned on the central portion of the flexible transfer member. The transfer member surface, such as a vertically disposed mirror surface, is positioned on the flexible transfer member so as to be free of the optical signal path with the flexible transfer member, in compression, and in a bowed first state. The transfer member surface is moved to a position to totally block or reflect the optical signal path with the flexible transfer member in compression in a bowed second state. In this arrangement, the bi-stable micro-actuator functions to provide an optical switch function.
BRIEF DESCRIPTION OF THE DRAWINGS
FIGS. 1a and 1 b are exploded views of a bi-stable micro-actuator operating with an optical signal source and an optical port to function as an optical switch, the view of FIG. 1a being from a point above the stack and the view of FIG. 1b being from a point below the stack in accordance with the present invention;
FIG. 2a is an expanded exploded perspective view of the layers of wafer “A” and FIG. 2b is an expanded perspective view of a central portion of the view of FIG. 2a depicting the central portion of the flexible transfer member with a mirror atop the beam deflecting a first beam from the lower left and a second beam from the lower right in accordance with the present invention;
FIG. 3 is an expanded exploded perspective view of the layers of wafer “B”;
FIGS. 4a, 4 b and 4 c are plan views of the layers of wafer “A”;
FIGS. 5a, 5 b and 5 c are plan views of the layers of wafer “B”;
FIGS. 6a, 6 b and 6 c are schematic sectional views of the bi-stable micro-actuator showing the flexible transfer member in a relaxed state, a first and a second state;
FIG. 7 is a plan view of the electrical contact layers formed on the bottom of the device layer of wafer “A” and formed on the top of the device layer of wafer “B”; and
FIG. 8 shows a schematic sectional depiction of wafer “B” along section line 88 taken on the exploded view of FIG. 3 and FIG. 5a.
DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENTS
In FIGS. 1a and 1 b, a bi-stable micro-actuator 10 in accordance with an aspect of the present invention is formed using MEMS technology, from two commercially available SIO (silicon-on insulator) wafers, identified within vertical brackets as wafer “A”, a first wafer, and wafer “B”, a second wafer. The stack of layers in FIG. 1a are depicted from a view below the stack and the stack of layers in FIG. 1b are depicted from a view above the stack. It should be understood that the layers of wafers “A” and “B” are depicted as exploded in FIGS. 1a, 1 b, 2 a, 2 b and 3 for illustrative purposes only. In practice the respective layers of wafer “A” and wafer “B” are integral and are not separated as depicted. FIGS. 2a and 2 b and 3 are enlarged portions of FIG. 1b looking from the bottom up. Void spaces that completely penetrate a layer are designated by reference number 87 and a void space 55 in FIG. 3 only partially penetrates handle layer 40. FIG. 2a shows the layers of wafer A and FIG. 3 shows the layers of wafer B.
FIGS. 1a and 1 b show a first cover 12 on the top of the stack. The cover has an outer surface 17 and an inner surface or base 19. In FIG. 1a, four optical fibers, 14, 16, 18 and 20 are shown below the first cover 12. FIGS. 1b and 2 a show the bottom surface or base 19 of the first cover 12. V- grooves 22, 24, 26 and 28 are formed in the bottom surface or base 19 of the first cover 12 to receive fibers 14, 16, 18 and 20. The fibers are installed in the V-grooves before the cover is positioned on layer 32.
Referring to FIG. 2a, optical fiber 14 represents a first optical signal source driven via optical signals from an external optical signal source received at pigtail 21 of fiber 14. Fiber 14 outputs the output signals via a collimating lens 25. The first optical signal passes across a small gap 27 to a second collimating lens 29 located on the left end of fiber 16. Optical fiber 16 represents an optical signal port and outputs the first optical signals out of pigtail end 30. Optical fibers 18 and 20 and their operation are similar in arrangement and function to fibers 14 and 16.
The use of a collimating lens on the end of a single mode fiber is discussed in U.S. patent application Ser. No. 09/628,015 filed Jul. 28, 2000, for a Fiber Lens Assembly For Single Mode Optical Switches by Norris Lewis and having a common Assignee, the contents of which are incorporated herein by reference in their entirety.
The fiber to be used will include but not be limited to single mode fiber. Before installing the fibers in the first cover, the fiber's jacket is removed exposing the fiber's cladding, which has a diameter of approximately 125 um. The core (not shown) of single mode fiber has a diameter in the range of 7 to 9 micrometers. A graded index lens is shown on the end of each fiber at the center of the X pattern. The graded index lenses are approximately 300 urn in length and provide the function of a collimating lens. The diameter of the beam formed by the lenses in an optical switch arrangement will determine if multi-mode fiber is practical. The core of Multi-mode fiber is much larger in diameter than single mode fiber so the resulting beam diameter is larger. A larger beam diameter implies that a larger actuation deflection is required which implies that the size of the entire expandable structure would have to be larger.
The layers of the first wafer, wafer A, are shown in FIG. 2a. The first wafer has a handle layer 32 with a thickness of approximately 325 um, an oxide layer 34 with a thickness of approximately 0.5 um, and a device layer 36 with a thickness of approximately 16 um. A first pattern of electrical contacts and traces 38 of gold is deposited on the base of device layer 36.
The layers of the second wafer, wafer B, are shown in FIG. 3. The second wafer has a handle layer 40 at the bottom of the stack with a thickness of approximately 325 um, an oxide layer 42 with a thickness of approximately 0.5 um, and a device layer 44 with a thickness of approximately 16 um. A second pattern of electrical contacts and traces 46 of gold is deposited on the top of device layer 44. The first and second patterns 38, 46 are formed to be congruent and are fused together using a thermal compression bond by application of heat and pressure as the first wafer registered above the second wafer and bonded to the second wafer. A second or bottom cover 50 is attached to the bottom of the handle layer 40.
FIGS. 4a-4 c show the pattern on each of the first wafer, wafer A, layers as they would be viewed while penetrating the layers from the top of the first wafer stack at handle layer 32 to the bottom of the stack at device layer 36 containing the flexible transfer member.
FIGS. 5a-5 c show the pattern on each of the first wafer, wafer B, layers as they would be viewed while continuing to penetrate the layers of FIGS. 1-3 from the top of the second wafer at device layer 44 to the bottom of the stack at handle layer 40.
Operation of the Invention Bi-Stable Micro-Actuator
After the first and second wafers are processed using MEMS technology, and bonded with heat and pressure at the congruent electrical contact layers 38 and 46, a mechanical link is established between wafer “A” and wafer “B”. The exploded views of FIGS. 1a, 1 b, 2 a, and 3 are for the purpose of illustrating positional relationships only since the layers of the respective wafers are not separated in practice. Referring to FIGS. 4a-4 c, the first wafer regions 56 on the mirror handle layer 32, region 58 on the oxide layer 34 and region 60 on the flexible transfer member device layer 36 are integrally fused by virtue of the wafer's construction. Device layer 36 of the first wafer or wafer “A” is joined to the device layer 44 of the second wafer or wafer “B” by operation of the thermal compression bond of layers 38 and 46 establishing a mechanical link. An oxide layer insulation (not shown) is deposited as required, masked and etched to facilitate the electrical contacts required from the first and second wafers for heating and state monitoring sensors. Referring to FIGS. 5a-5 c, Regions 62, 64, 65, 66 of the device layer 44, Regions 68, 70, 71, 72 of the oxide layer 42 are integrally fused to region 74 of the expandable structure handle layer 40, thereby forming a frame, to which the expandable structure is linked.
Referring again to FIGS. 1 and 2, the handle layer 32 is etched to form a first V-groove 76 followed by V- grooves 78, 86 and 88 that are positioned to be complementary to V- grooves 22, 24, 26 and 28 formed in the inner surface of the first cover 12 after the first cover 12 is on the top of the stack. The four optical fibers, 14, 16, 18 and 20 initially installed in V-grooves formed in the base 19 of the first cover 12 register the first cover on handle layer 32 as the optical fibers seat in V- grooves 76, 78, 86 and 88.
Referring to FIG. 2, the first V-groove 76 has an axis that defines an optical signal path. Optical fiber 14 therefore represents a first optical signal source driven by optical signals from an external optical signal source (not shown) received at pigtail 21. Fiber 14 outputs the output signals via a collimating lens 24. The first optical signal passes across a small gap 26 to a second collimating lens 28 located on the left end of fiber 16. Optical fiber 16 therefore represents a first optical signal port positioned in a second portion of the V-groove 78 that is co-axially aligned with the collimated signal source to receive the optical signal, and outputs the first optical signals out of its rightmost pigtail end 30. Optical fibers 18 and 20 and their operation are similar in arrangement and function to fiber.
FIG. 2a, FIG. 4c and the sectional drawings of FIGS. 6a-6 c schematically show the flexible transfer member 90 formed in the device layer 36 of wafer A. Mirror surface 92 is shown formed from a central portion 94 of the handle layer 32 of wafer A on the central portion 94 of the flexible transfer member 90. The flexible transfer member is shown the location of a first point of support identified by brackets 98, and the location of a second point of support identified by bracket 100 at a first end and a second end of a compressive axis 102. In FIG. 6b, the flexible transfer member central portion 94 is shown displaced from the compressive axis 102 through an exaggerated distance 104 to be in a first state. The vertical location of the mirror surface 92 is raised in this first state. A single micro-actuator has a mechanical gain of about 100. A one micron movement of the support posts formed above and below support pads 98 and 100 along the compressive axis 102 produces approximately 100 micro inches of vertical movement of the central region 104 or 106.
Stiffiners 93 a and 93 b are shown formed from handle layer 32 on the left and right sides of the mirror 92. The stiffeners add mass to the flexible transfer member 90 and assist in completing its toggle motion from one state to the next when commanded by the control signal. Bowing of the flexible transfer member along its length is restricted along those regions occupied by stiffeners 93 a and 93 b thereby transferring the required flexure to the remaining regions along its length.
The Bosh Process which comprises inductively coupled plasma ion etching, sometimes called deep ion etching or RIE. Equipment makers such as Surface Technology Systems of Redwood City, Calif. is one such company. A plasma is used in connection with reactive gases in a sequence of successive etching and passivation steps through a photomasks to create a wall surface that it has a slightly scalloped surface. The Bosh Company is believed to license the process. The etch rate is controlled by the flow rates and pressures. The process is know in the art. The Bosh Process etches independent of the crystallographic planes of the wafer.
The method used in making the present invention mirror is anisotropic etching process. Anisotropic etching is a wet chemical etching process typically using KOH or potassium hydroxide, as one of several etching materials or etchants. The etch rate is a function of the crystallographic plane so it is anisotropic in a sense in that it etches at different rates in different directions. That is used to form the V-grooves, and the mirror structure. It is a standard process and it can be contracted out to companies such as IC Sensors, at Milpitas, Calif., U.S.A. Nova Sensors in Freemont, Calif. is also believed to be a source for this service. The general field is micro-machining which is referred to as MEMS (Micro Electro-Mechanical Systems) in the United States.
The use of the anisotropic etching process makes it possible to fabricate the mirror surface 92 out of the handle layer of the flexible transfer member. The process provides for automatic 45 degree alignment of the surfaces of the mirror with the V-grooves that align the optical source and ports. The process allows the mirror to be made sufficiently thin to accommodate the tolerance build associated with single mode light and the simultaneous reflection of two beams as the mirror is interposed in the path of crossed beams.
Each of the wafers “A” and “B” is identical. Vendors that supply SOI (silicon-on-insulator) wafers start out with two 4-inch or two 6-inch wafers of raw material. The handle is typically 325 microns thick. The silicon dioxide layer is approximately one half a micron thick. The device layers are approximately 16 microns thick.
FIG. 6c shows the flexible transfer member central portion 94 displaced from the compressive axis 102 through an exaggerated distance 106 to be in a second state. A portion of substrate “B” is shown and as the flexible transfer member center portion 94 transfers to a lower position into a recess formed through device layer 44, through oxide layer 42 and partially through handle layer 40. The recess is large enough to permit the flexible transfer member to transfer to the first state free of interference and also to provide thermal isolation between the flexible transfer member and the walls of the wafer “B”.
The flexible transfer member 90 is stable and resides in a bowed first state or a bowed second state while subjected to a compressive force applied along its compressive axis 102 by elements of the expandable structure such as thermally expandable arms 108 and 110 shown in FIGS. 3 and 5a via a bonded coupling at the expandable structures first and second point of support at posts 112 and 114 respectively.
The transfer member mirror surface 92 resides at a position free of the optical signal path with the flexible transfer member in a bowed first state.
FIG. 3 shows that the expandable structure formed in the device layer 44 of the second silicon dioxide layer is coupled to the frame via expandable arms 108 and 110 which are shown attached to regions 64 and 65 respectively of device layer 44. Regions 64 and 65 are bonded to the oxide layer 42 at regions 70 and 71 respectively. Region 70 is then shown bonded to the handle layer region 74 while region 71 is shown bonded to region 75. Region 64 can also be seen to be bonded via the electrical contact layer to region 60 of device layer 36 in wafer “A”. Region 60 is bonded via oxide layer 58 to region 56 of the handle of wafer “A”.
As shown in FIG. 3, the expandable arms 108, 109, 110, 111 of the expandable structure have first and seconds end that terminate at the expandable structure's first and second end pads 112 and 114 respectively on the device layer 44. The first and second end pads 112, 114 of layer 44 are shown integrally fused or bonded via the oxide layer 42 pads 118, 120 to handle layer 40 pads 122, 124. These pad regions are integrally fused by the SOI structure to form an expandable structure first and second post 113, 115 respectively.
Referring to FIG. 2a, the expandable structure's first and second posts are coupled via the first and second end pads 112, 114 via metal in the electrical contact layers to the flexible transfer member's first and second point of support at pads 98, 100 on the flexible transfer member's device layer 36. Pads 98, 100 are fused by the nature of the SOI wafer via congruent pads of the oxide layer 34 to a congruent pad on handle layer 32 forming first and second flexible transfer member posts, the first and second flexible member posts being integral with the first and second posts of the expandable structure. Referring to FIG. 3 and FIGS. 5a-5 c, eight transverse beams or webs 128, 129, 130, 132, 133, 134, 135 and 136 are formed in wafer “B” by the MEMS technology processes to link the expandable structure's first and second posts to handle layer 40. Referring to FIG. 2a and FIGS. 4a 4 c, eight transverse beams or webs 140, 141, 142, 143, 144, 145, 146, and 147 are formed in wafer “A” by the MEMS technology processes to link the first and second flexible transfer member posts 99, 101 respectively at the first and second points of support pads 98 and 100 to handle layer 32. After the wafers “A” and “B” are bonded together by the electrical contact layers formed on the external surfaces of their individual device layer, the posts of the expandable structure and the posts of the flexible transfer member are integrally linked to form two separate posts at each end of the flexible transfer member with four web or transverse support elements extending from the posts to the frames.
During assembly, tooling is used to pre-deflect the expandable structure before bonding the wafer “A” to wafer “B” thereby allowing the expandable structure to apply a compressive force between the first and second point of support along the compressive axis 102 to hold the flexible transfer member 90 in compression in a bowed first state or a bowed second state.
Referring to FIG. 3, in operation in a first embodiment, a control signal, such as a buffered 5V logic signal, i.e., a 0-5V logic signal from a driver having a sufficient power handling capability, drives the heater comprising expandable structure elements such as 108 in series with 109 and 110 in series with 111 to expand the expandable structure. In an alternative embodiment, the same logic signal is applied to regions 64 and 65 at the same time. Posts 112 and 114 are grounded in this arrangement.
In the first embodiment, the logic signal has a first state such as a low or zero volts and second state or a high such as 5V, is applied to region 64 or 65, the alternate region 65 or 64 respectively being grounded. The logic signal drives current through the expandable arms 108, 109 and 110, 111 of the expandable structure to heat the arms causing them to expand and elongate thereby reducing or eliminating the compressive force applied to the flexible transfer member's first and second points of support at pads 98, 100.
The expansion of the expandable structure and the concurrent reduction in the compressive force applied to the flexible transfer member in response to the control signal assuming a second state, allows the central portion of the flexible transfer member to move from a bowed first state past the compressive axis into a bowed second state or from a bowed second state past the compressive axis into a bowed first state with a subsequent restoration of the compressive force by the expandable structure.
In a first embodiment, movement of the transfer members central region 94 transfers the mirror surface 92 to a position between the collimated optical signal source or pigtail 21, 14, 26 and the optical port 28, 16, 30 to totally block, or in the case where a mirror is interposed, to totally reflect the optical signal path at gap 26 with the flexible transfer member in compression in a bowed second state; whereby, the bi-stable micro-actuator functions to provide an optical switch function by interrupting or reflecting the flow of the optical signal across gap 26.
In operation, the rising edge of the control signal is sharp and the corresponding heating of the expandable arms of the expandable structure takes place in a very short time interval causing a sharp momentary reduction of the compressive force applied to the flexible transfer member. The heating rate of the control signal is adjusted by adjusting the slope of the leading edge and the amplitude of the control signal so as to be sufficiently abrupt to cause the central portion of the flexible transfer member to accelerate toward the compressive axis in response to the reduction in the state of compression. The acceleration and mass of the central portion of the flexible transfer member are sufficient to move the central portion of the flexible transfer member past the compressive axis into an alternate or toggled or first or second bowed state, depending on the prior state, concurrent with restoration of the compressive force in response to removal of the control signal from the expandable structure.
In the embodiment of FIG. 3 and FIGS. 5a-5 c, four expandable structural heating elements are formed as elements 108 109, 110 and 111 by adjusting the resistivity of the semiconductor material in the elements to provide the heating required when subjected to the control signal second state. It should be apparent that alternative patterns might be contrived to meet specific design goals including heating elements having arced or elliptical segments.
FIGS. 6a-6 c show two indiffused regions 140 and 142 doped into the wafer “A” device layer 36 that represent a means for providing a first electrical signal characterized to indicate when the flexible transfer member is in a bowed first state and a second electrical signal characterized to indicate when the flexible transfer member is in a bowed second state. In a first alternative embodiment, the two regions comprise indiffused piezo-resistive sites on the flexible transfer member device layer 36. The two regions are electrically coupled to the electrical contact layer to permit their use with signal definition circuitry to determine which direction the flexible transfer member is bowed. When biased, the indiffused regions provide a first output signal indicating that the flexible transfer member is in a bowed first state, i.e., a state in which the first optical signal passes across the small gap 27 to a second collimating lens 29 located on the left end of fiber 16 free of interference. A second electrical signal is provided to indicate when the flexible transfer member is in a bowed second state.
FIGS. 6a-6 c are schematics of sectional drawing of FIG. 2a taken through the longitudinal axis of the flexible transfer member 90. Corresponding layers from FIG. 3 are also shown. It may be possible in alternative embodiments, to position piezo-resistive sensors on or into the flexible transfer member as at other locations than those shown. The indiffused regions 140, 142 of FIGS. 6b and 6 c show that each piezo-resistive element alternatively experiences a tensile force in the first state of FIG. 6c in which the mirror 92 is below the path of the optical beam, followed by a compressive force as the flexible transfer member is transferred from the first stable state of FIG. 6c into a second stable state of 6 b. The resistance of the piezo-resistive devices will change as a function of the state of the flexible transfer member. Electrical connections to the ends of the piezo-resistive devices would be made by bringing signal lines out along the transverse beams 140-143 and 144-147 of FIG. 4a to semicircular edge connection pads (not shown) on FIG. 5. Referring again to FIG. 2, even though the piezo-resistive devices appear in wafer A, the contact would be connected via gold pads such as pads 160, 162 in layer 4 shown in FIG. 7 to the semi-cylindrical edge connections in wafer “B”. The respective signal lines would then be connected to apertures in the edge of the package and then to a card or protective package pin via a flying lead. As stated above, the metalized regions depicted on FIG. 7 are for illustration purposes only. The patterns actually required will be the result of design choices made for the purpose of making the required electrical connections from the heater elements to edge connections on the package and from piezo-resistive diffusions implanted for the purpose of identifying the state in which the flexible transfer element resides, i.e., in its first state in which the light beam passes without restriction to a port in its path or its second state in which the light beam is blocked or is reflected to an alternate port.
FIG. 8 shows a schematic sectional depiction of wafer “B” along section line 88 taken on the exploded view of FIG. 3 and FIG. 5a showing semicircular edge connection pads 180-186 from the handle to the metal electrical contact layer. FIG. 8 shows how an electrical contact is established from the electrical contact layer to a post in a protective package or card.
While the invention has been explained in connection with several embodiments, it is intended that the appended claims be used to limit the scope of this patent.

Claims (5)

What is claimed is:
1. A micro-actuator responsive to a control signal having a first state and a second state comprising:
a flexible transfer member having a central portion and first and second ends located along a compressive axis, the flexible transfer member being in a first or second bowed state; and
an expandable structure response to the control signal coupled to the first and second ends of the transfer member, the expandable structure applying a compressive force to the flexible transfer member substantially along the compression axis, the expandable structure adapted to toggle the flexible transfer member between the first and second bowed states as determined by the control signal.
2. The micro-actuator of claim 1, wherein said expandable structure comprises:
a frame coupled to the flexible transfer member and adapted to expand and reduce the compressive force applied to the flexible transfer member in response to the control signal, whereby the central portion of the flexible transfer member moves from an initial first or bowed state past the coinpressive axis into a second bowed state with restoration of the compressive force by the expandable structure.
3. A micro-actuator comprising:
a flexible transfer member having a first and second point of support at a first end and a second end of a compressive axis, the flexible transfer member having a central portion displaced from the compressive axis;
a control signal having a first state and second state,
an expandable structure having a first and second end coupled to the transfer member's first and second point of support, the expandable structure adapted to apply a compressive force between the first and second point of support along the compressive axis of the flexible transfer member to hold the flexible transfer member in compression in a bowed first state, the expandable structure response to the control signal to reduce the compressive force applied to the flexible transfer member, whereby a central portion of the flexible transfer member moves past the compressive axis into a bowed second state upon restoration of compressive force by the expandable structure.
4. The micro-actuator of claim 3 wherein a first and second end of the expandable structure further comprises:
at least a first support post extending from the expandable structure to a point of support on the flexible transfer member.
5. The micro-actuator of claim 3 wherein the first and second end of the expandable structure further comprises:
a first support post extending from the first end of the expandable structure to the first point of support on the flexible transfer member; and
a second support post extending from the second end of the expandable structure to the second point of support on the flexible transfer member.
US10/365,370 2001-02-27 2003-02-12 Bi-stable micro-actuator and optical switch Expired - Fee Related US6788840B2 (en)

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US10/365,370 US6788840B2 (en) 2001-02-27 2003-02-12 Bi-stable micro-actuator and optical switch
EP03779511A EP1592993A1 (en) 2003-02-12 2003-11-12 Bi-stable micro-actuator and optical switch
CA002514611A CA2514611A1 (en) 2003-02-12 2003-11-12 Bi-stable micro-actuator and optical switch
AU2003285186A AU2003285186A1 (en) 2003-02-12 2003-11-12 Bi-stable micro-actuator and optical switch
JP2004568313A JP2006513871A (en) 2003-02-12 2003-11-12 Bistable microactuator and optical switch
PCT/US2003/035890 WO2004072705A1 (en) 2003-02-12 2003-11-12 Bi-stable micro-actuator and optical switch

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US20030210849A1 (en) 2003-11-13
EP1592993A1 (en) 2005-11-09
AU2003285186A1 (en) 2004-09-06
JP2006513871A (en) 2006-04-27
WO2004072705A1 (en) 2004-08-26
CA2514611A1 (en) 2004-08-26

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